企业行政合规指导清单(生态环境领域<\/span><\/span><\/span><\/span><\/span><\/span><\/span><\/span>2024<\/span><\/span><\/span><\/span><\/span><\/span>年版<\/span><\/span><\/span><\/span><\/span><\/span>)<\/span><\/span><\/span><\/span><\/span><\/span><\/span><\/p> (本清单的合规建议为针对企业常见违法行为的指导意见,仅供企业参考,不作为企业免责的依据,企业应以最新的法律法规等规范性文件为准)<\/span><\/span><\/span><\/p> 序号<\/strong><\/span><\/p><\/td>
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风险等级<\/strong><\/span><\/p><\/td>
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<\/tr><\/thead> 依法取得排污许可证排放污染物<\/span><\/span><\/span><\/p><\/td>
未依法取得排污许可证排放污染物<\/span><\/span><\/span><\/p><\/td>
1.<\/span><\/span><\/span>《<\/span><\/span><\/span>中华人民共和国大气污染防治法<\/span><\/span><\/span><\/span>》<\/span><\/span><\/span><\/span> <\/span><\/p> 第九十九条第一款<\/span> <\/span>******人民政府生态环境主管******人民政府批准,责令停业、关闭:<\/span><\/span><\/span> <\/span><\/p> (一)未依法取得排污许可证排放大气污染物的。<\/span><\/span><\/span><\/p> 2.<\/span><\/span>《中华人民共和国水污染防治法》<\/span><\/span><\/span> <\/span><\/p> 第八十三条<\/span> <\/span>******人民政府环境保护主管部门******人民政府批准,责令停业、关闭:<\/span><\/span><\/span> <\/span><\/p> (一)未依法取得排污许可证排放水污染物的。<\/span><\/span><\/span><\/p> 3.<\/span><\/span>《中华人民共和国固体废物污染环境防治法》<\/span><\/span><\/span> <\/span><\/p> 第一百零四条 违反本法规定,未依法取得排污许可证产生工业固体废物的,由生态环境主******人民政府批准,责令停业或者关闭。<\/span><\/span><\/span><\/p> 4.<\/span><\/span>《排污许可管理条例》<\/span><\/span><\/span><\/p> 第三十三条 违反本条例规定,排污单位有下列行为之一的,由生态环境主管部门责令改正或者限制生产、停产整治,处<\/span><\/span><\/span>20<\/span><\/span>万元以上<\/span><\/span><\/span>100<\/span><\/span>******人民政府批准,责令停业、关闭:<\/span><\/span><\/span> <\/span><\/p> (一)未取得排污许可证排放污染物;<\/span><\/span><\/span> <\/span><\/p> (二)排污许可证有效期届满未申请延续或者延续申请未经批准排放污染物;<\/span><\/span><\/span> <\/span><\/p> (三)被依法撤销、注销、吊销排污许可证后排放污染物;<\/span><\/span><\/span> <\/span><\/p> (四)依法应当重新申请取得排污许可证,未重新申请取得排污许可证排放污染物。<\/span><\/span><\/span><\/p> 5.<\/span><\/span>《广东省环境保护条例》<\/span><\/span><\/span> <\/span><\/p> 第二十一条 第一款本省依照法律规定实行排污许可管理制度。禁止未依法取得排污许可证或者违反排污许可证的要求排放污染物。<\/span><\/span><\/span><\/p><\/td>
★★★<\/p><\/td>
企业事业单位和其他生产经营者应依法取得排污许可证再排放污染物<\/span><\/span><\/span><\/p><\/td>
环境影响评价与审批科<\/span><\/span><\/span><\/p><\/td>
<\/tr> 按照排污许可证规定排放污染物<\/span><\/span>等<\/span><\/span><\/span><\/span><\/span><\/span><\/p><\/td>
不按照排污许可证规定排放污染物等行为<\/span><\/span><\/span><\/p><\/td>
1.<\/span><\/span>《排污许可管理条例》<\/span><\/span><\/span> <\/span><\/p> 第三十五条 违反本条例规定,排污单位有下列行为之一的,由生态环境主管部门责令改正,处<\/span><\/span><\/span>5<\/span><\/span>万元以上<\/span><\/span><\/span>20<\/span><\/span>万元以下的罚款;情节严重的,处<\/span><\/span><\/span>20<\/span><\/span>万元以上<\/span><\/span><\/span>100<\/span><\/span>万元以下的罚款,责令限制生产、停产整治:<\/span><\/span><\/span> <\/span><\/p> (一)未按照排污许可证规定控制大气污染物无组织排放;<\/span><\/span><\/span> <\/span><\/p> (二)特殊时段未按照排污许可证规定停止或者限制排放污染物。<\/span><\/span><\/span> <\/span><\/p> 第三十六条 违反本条例规定,排污单位有下列行为之一的,由生态环境主管部门责令改正,处<\/span><\/span><\/span>2<\/span><\/span>万元以上<\/span><\/span><\/span>20<\/span><\/span>万元以下的罚款;拒不改正的,责令停产整治:<\/span><\/span><\/span> <\/span><\/p> (一)污染物排放口位置或者数量不符合排污许可证规定;<\/span><\/span><\/span> <\/span><\/p> (二)污染物排放方式或者排放去向不符合排污许可证规定;<\/span><\/span><\/span> <\/span><\/p> (八)发现污染物排放自动监测设备传输数据异常或者污染物排放超过污染物排放标准等异常情况不报告;<\/span><\/span><\/span> <\/span><\/p> (九)违反法律法规规定的其他控制污染物排放要求的行为。<\/span><\/span><\/span><\/p> 2.<\/span><\/span>《广东省环境保护条例》<\/span><\/span><\/span> <\/span><\/p> 第二十一条第一款 本省依照法律规定实行排污许可管理制度。禁止未依法取得排污许可证或者违反排污许可证的要求排放污染物。<\/span><\/span><\/span><\/p><\/td>
★★★<\/p><\/td>
按照排污许可证规定排放污染物<\/span><\/span><\/span><\/p><\/td>
环境<\/span><\/span><\/span>环境<\/span><\/span><\/span>影响评价与审批科<\/span><\/span><\/span><\/span><\/span><\/span><\/p><\/td>
<\/tr> 按照排规定及时提交排污许可证执行报告<\/span><\/span><\/span><\/p><\/td>
对未按照排污许可证规定提交排污许可证执行报告等<\/span><\/span><\/span><\/p><\/td>
《排污许可管理条例》<\/span><\/span><\/span> <\/span><\/p> 第三十七条 违反本条例规定,排污单位有下列行为之一的,由生态环境主管部门责令改正,处每次<\/span><\/span><\/span>5<\/span><\/span>千元以上<\/span><\/span><\/span>2<\/span><\/span>万元以下的罚款;法律另有规定的,从其规定:<\/span><\/span><\/span> <\/span><\/p> (三)未按照排污许可证规定提交排污许可证执行报告;<\/span><\/span><\/span> <\/span><\/p> (四)未如实报告污染物排放行为或者污染物排放浓度、排放量。<\/span><\/span><\/span><\/p><\/td>
★★<\/p><\/td>
及时按照排污许可证规定提交排污许可证执行报告等<\/span><\/span><\/span><\/p><\/td>
环境环境影响评价与审批科<\/span><\/span><\/span><\/p><\/td>
<\/tr> 依照规定在排污登记表填报排污信息<\/span><\/span><\/span><\/p><\/td>
未依照规定在排污登记表填报排污信息<\/span><\/span><\/span><\/p><\/td>
《排污许可管理条例》<\/span><\/span><\/span> <\/span><\/p> 第四十三条 需要填报排污登记表的企业事业单位和其他生产经营者,未依照本条例规定填报排污信息的,由生态环境主管部门责令改正,可以处<\/span><\/span><\/span>5<\/span><\/span>万元以下的罚款。<\/span><\/span><\/span><\/p><\/td>
★★<\/p><\/td>
依照规定在排污登记表填报排污信息<\/span><\/span><\/span><\/p><\/td>
环境环境影响评价与审批科<\/span><\/span><\/span><\/p><\/td>
<\/tr> 不得<\/span><\/span><\/span>超标或超总量排放污染物<\/span><\/span><\/span><\/span><\/span><\/p><\/td>
超标或超总量排放污染物<\/span><\/span><\/span><\/p><\/td>
1.<\/span><\/span>《中华人民共和国环境保护法》<\/span><\/span><\/span> <\/span><\/p> 第六十条<\/span><\/span><\/span><\/span><\/strong>企业事************人民政府批准,责令停业、关闭。<\/span><\/span><\/span><\/span><\/strong><\/span><\/span><\/span><\/p> 2.<\/span><\/span><\/span><\/span><\/strong><\/span>《中华人民共和国大气污染防治法》<\/span><\/span><\/span><\/span><\/span><\/span><\/span> <\/span><\/p> ******人民政府生态环境主管******人民政府批准,责令停业、关闭:<\/span><\/span><\/span><\/span><\/span><\/strong><\/span><\/span><\/span> <\/span><\/p> (二)超过大气污染物排放标准或者超过重点大气污染物排放总量控制指标排放大气污染物的。<\/span><\/span><\/span><\/span><\/strong><\/span><\/span><\/span><\/p> 3.<\/span><\/span><\/span><\/span><\/strong><\/span>《中华人民共和国水污染防治法》<\/span><\/span><\/span><\/span><\/span><\/span><\/span><\/p>
第八十三条 <\/span><\/span><\/span><\/span><\/strong>******人民政府环境保护主管部门******人民政府批准,责令停业、关闭:<\/span><\/span><\/span><\/span><\/strong><\/span><\/span><\/span> <\/span><\/p> (二)超过水污染物排放标准或者超过重点水污染物排放总量控制指标排放水污染物的。<\/span><\/span><\/span><\/span><\/strong><\/span><\/span><\/span> 4.<\/span><\/span><\/span><\/span><\/strong><\/span><\/span>《中华人民共和国海洋环境保护法》<\/span><\/span><\/span><\/span><\/strong><\/span><\/span><\/span><\/p>第<\/span><\/span><\/span><\/span><\/strong>九<\/span><\/span><\/span><\/span><\/strong>十三 <\/span><\/span><\/span><\/span><\/strong>违反本法规定,有下列行为之一,由依照本法规定行使海洋环境监督管理权的******人民政府批准,责令停业、关闭:<\/span><\/span><\/span><\/span><\/strong> (三)超过标准、总量控制指标排放污染物的;<\/span><\/span><\/span><\/span><\/span><\/strong><\/span><\/span><\/span><\/p>1
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